LNB News 08/05/2025
Document Information
Issue Date: 08 May 2025
Published Date: 08 May 2025
Jurisdiction(s): England, Northern Ireland, Scotland and Wales
The Financial Conduct Authority (FCA) has published its review findings regarding smaller asset management firms and alternative business models as part of its 2022 Alternatives Supervision Strategy. The review assessed 410 firms managing assets under £1bn, collectively overseeing approximately £220bn, to benchmark risk management practices and identify consumer risks. It examined high-risk investments, conflicts of interest, and the Consumer Duty.
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